Comprehensive web search for "Janice Franklin" + Deutsche Bank / AML / compliance returned no results. Franklin has no LinkedIn profile, no press mentions, no conference appearances, no industry directory listings. This is unusual for a VP-level AML compliance officer with CAMS/CFSA/CFIRS certifications. Possible explanations: (a) common name makes search difficult, (b) deliberately low profile post-investigation, (c) name change.
Same structural gap as SVE-08: The January 2015 ARRC escalation chain — the defining event for AML-1 — does NOT exist in the indexed EFTA corpus. The indexed corpus covers mainly 2013-2014 documents. The critical 2015-2018 period is filled only by the consent order narrative. This is why no document places Franklin by name in the January 2015 escalation.
DOJ Data Sets 9-12 (300+GB, not yet downloaded) likely contain the missing 2015-2018 documents.
SVE-07 — v1.11 — February 12, 2026
v1.2: Batch 45-50 — Strong AML Officer candidates identified: Janice Franklin (VP AML Compliance Officer, CAMS/CFSA/CFIRS, questioned KYC structure, could be the one who flagged emerging risks in Jan 2015) and Jacqueline Lightbody (AML Business Risk, PWM US AMLKYC team). Both signed Epstein KYC approval 9/10/2013 (EFTA01384073).
v1.3: Batch 51-55 — 🔥🔥🔥 Franklin PEP escalation Oct 2018: Franklin STILL AML Compliance Officer, confirmed Epstein = RCA, acknowledged PEP never formally escalated (EFTA01299337). Franklin-Lightbody KYC pushback chain Sep 2013 – Mar 2014: Franklin rejected Jeepers Inc KYC, questioned Indyke signing authority scope, demanded Legal sign-off, ultimately overridden (EFTA01360682-691, 01360976, 01360995). UPGRADED: Franklin confidence now VERY HIGH — continuous authority 2013-2018+. [historical — later downgraded to HIGH in v1.9]
v1.4: Batch 76-85 — 🔥🔥🔥 RDC CRITICAL alerts throughout 2018: multiple KYC cases (01898372, 01946825, 1977694) all at highest risk priority. These are the alerts Franklin/Lightbody would have reviewed. DB continued despite CRITICAL alerts (EFTA01297602, 01297650, 01297668, 01297983).
v1.5: Batch 96-105 — Hart KYC approval chain Oct 18-22, 2018: AML (Yoonsun Chung) needed Kimberly Hart's sign-off to proceed on Epstein KYC remediation (EFTA01384347, EFTA01386746). Richard Iarossi served as compliance-business liaison. This establishes that the CONTROL function (Hart, MD DCO) was gatekeeping AML's ability to complete KYC remediation — AML could not proceed without business-line approval. Six days after Oldfield lobbied to keep Epstein (Nov 7), Gallivan explicitly approved: "I approve continuing this relationship" (EFTA01383915).
v1.6: Batch 133-140 — 🔥🔥🔥 Brash emailed Franklin AND Lightbody: "high risk relationship due to the negative media and criminal convictions" (EFTA01360710, Sep 4, 2013). CONFIRMS Franklin received Day 1 high-risk notification — she was aware of the criminal history when she signed the KYC on 9/10/2013. [historical — language softened v1.10] Kirby's reply about "a few more business accounts" shows business expanding even as AML flagged risk.
v1.7: FINAL AUDIT — Batches 161-170. 🔥🔥 Franklin KYC pushback chain further documented: multiple KYC rejections (Jeepers Inc), demanded legal sign-off, questioned structure. ARRC policy documents (EFTA01343863-922) show escalation criteria. Gwen Hill confirmed as additional KYC reviewer (rejected KYCs, escalated PEP Oct 2018). Andrew Kisz processed AML clearances. AUDIT COMPLETE.
v1.11: Round 3 — Franklin has ZERO web presence (no LinkedIn, no press, no industry listings — unusual for VP AML with CAMS/CFSA/CFIRS). Same critical EFTA corpus gap as SVE-08: January 2015 ARRC escalation chain not in indexed corpus, defining event sourced only from consent order.
v1.8: Phase 1 merge — PACER/Black Book negative. Phase 2E — Identification Resolution.